Company:  APTORUM GROUP LTD (APM)
Form Type:  20-F
Filing Date:  4/15/2019 
CIK:  0001734005 
Address:  17/F, GUANGDONG INVESTMENT TOWER
148 CONNAUGHT ROAD CENTRAL
 
City, State, Zip:  HONG KONG,  999077 
Telephone:  852 2117 6611 
Fiscal Year:  12/31 
Last Trade
Last Trade: 
$16.00  
Change: 
-0.198 (-1.22%)  
Trade Time: 
Aug 23  
Market Cap: 
$104.60M
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© 2019  
Description of Business
Aptorum was incorporated under the laws of the Cayman Islands on September 13, 2010. Our share capital is $100,000,000.00 divided into 60,000,000 Class A Ordinary Shares with a nominal or par value of $1.00 each and 40,000,000 Class B Ordinary Shares with a nominal or par value of $1.00 each. APTUS CAPITAL LIMITED, which has since been renamed to AENEAS CAPITAL LIMITED and which we refer to herein as Aeneas, was always under the direct ownership of Jurchen and not under the ownership chain of Aptorum Group. However, Aptus Asia Financial Holdings Limited ("AAFH"), which has since been renamed to Aeneas Group Limited, was transferred out of the Aptorum Group on November 10, 2017 to be held directly by Jurchen Investment Corporation and that subsequently, APTUS CAPITAL LIMITED was then transferred to be under AAFH. On May 4, 2017, Mr.
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  FORM 20-F
    Part I
      Item 1. IDENTITY OF DIRECTORS, SENIOR MANAGEMENT AND ADVISERS
      Item 2. OFFER STATISTICS AND EXPECTED TIMETABLE
      Item 3. KEY INFORMATION
      Item 4. INFORMATION ON THE COMPANY
        Legal Proceedings
      Item 4A. UNRESOLVED STAFF COMMENTS
      Item 5. OPERATING AND FINANCIAL REVIEW AND PROSPECTS
        LIQUIDITY AND CAPITAL RESOURCES
      Item 6. DIRECTORS, SENIOR MANAGEMENT AND EMPLOYEES
        NAME AND TITLE
        COMPENSATION TABLE
        BENEFICIAL OWNERS
      Item 7. MAJOR SHAREHOLDERS AND RELATED PARTY TRANSACTIONS
      Item 8. FINANCIAL INFORMATION
      Item 9. THE OFFER AND LISTING
      Item 10. ADDITIONAL INFORMATION
      Item 11. QUANTITATIVE AND QUALITATIVE DISCLOSURES ABOUT ...
      Item 12. DESCRIPTION OF SECURITIES OTHER THAN EQUITY SECURITIES
    Part II
      Item 13. DEFAULTS, DIVIDEND ARREARAGES AND DELINQUENCIES
      Item 14. MATERIAL MODIFICATIONS TO THE RIGHTS OF SECURITY ...
      Item 15. CONTROLS AND PROCEDURES
      Item 16A. AUDIT COMMITTEE FINANCIAL EXPERT
      Item 16B. CODE OF ETHICS
      Item 16C. PRINCIPAL ACCOUNTANT FEES AND SERVICES
      Item 16D. EXEMPTIONS FROM THE LISTING STANDARDS FOR AUDIT ...
      Item 16E. PURCHASES OF EQUITY SECURITIES BY THE ISSUER AND ...
      Item 16F. CHANGE IN REGISTRANT'S CERTIFYING ACCOUNTANT
      Item 16G. CORPORATE GOVERNANCE
      Item 16H. MINE SAFETY DISCLOSURE
    Part III
      Item 17. FINANCIAL STATEMENTS
      Item 18. FINANCIAL STATEMENTS
      Item 19. EXHIBITS
    EXHIBIT INDEX
    SIGNATURES
    REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
    BALANCE SHEET
    INCOME STATEMENT
    INCOME STATEMENT
    STOCKHOLDERS EQUITY
    BALANCE SHEET
    CASH FLOW
    CASH FLOW
    NOTES TO CONSOLIDATED FINANCIAL STATEMENTS
  EXHIBIT 4.32
  EXHIBIT 4.39
  EXHIBIT 12.1
  EXHIBIT 12.2
  EXHIBIT 13.1