Company:  NEWTEK BUSINESS SERVICES ... (NEWT)
Form Type:  497
Filing Date:  11/14/2017 
CIK:  0001587987 
Address:  1981 MARCUS AVENUE
SUITE 130
 
City, State, Zip:  LAKE SUCCESS, New York 11042 
Telephone:  212-356-9500 
Fiscal Year:  12/31 
Last Trade
Last Trade: 
$23.45  
Change: 
0.21 (0.90%)  
Trade Time: 
04:00 PM EST  
Market Cap: 
$449.35M
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© 2019  
Description of Business
We are an internally managed non-diversified closed-end management investment company that has elected to be regulated as a BDC under the 1940 Act. Additionally, we have elected to be treated as a RIC under the Code for U.S. federal income tax purposes, beginning with our 2015 tax year. Our investment activities are managed by our executive officers and supervised by our Board. -------------------------------------------------------------------------------- As a BDC, our investment objective is to generate both current income and capital appreciation primarily through loans originated by our business finance platform and our equity investments in certain portfolio companies that we control. Our Business We are an internally managed BDC that is a leading national non-bank lender that provides, together with our controlled portfolio companies, a wide range of business and financial solutions under the Newtek® brand to the SMB market.
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  FORM 497
    ASSETS AND LIABILITIES
    STATEMENT OF OPERATIONS
    STATEMENT OF CHANGES IN NET ASSETS
    PORTFOLIO OF INVESTMENTS
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    NOTES TO CONDENSED CONSOLIDATED FINANCIAL STATEMENTS
    Expenses Incurred from Controlled Portfolio Companies
      STATEMENT OF OPERATIONS
    NOTE 9-FINANCIAL HIGHLIGHTS:
      FINANCIAL HIGHLIGHTS TABLE
    NOTE 13-DIVIDENDS AND DISTRIBUTIONS:
      BALANCE SHEET
      PORTFOLIO OF INVESTMENTS
    Expenses
    Expenses:
    Expenses:
    ITEM 1A. RISK FACTORS.
    ITEM 6. EXHIBITS.
    SIGNATURES