Form Type:  497
Filing Date:  11/29/2017 
CIK:  0001587987 
Address:  4800 T REX AVENUE
City, State, Zip:  BOCA RATON, Florida 33431 
Telephone:  212-356-9500 
Fiscal Year:  12/31 
Last Trade
Last Trade: 
0.07 (0.41%)  
Trade Time: 
11:20 AM EST  
Market Cap: 
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Description of Business
We are an internally managed non-diversified closed-end management investment company that has elected to be regulated as a BDC under the 1940 Act. Additionally, we have elected to be treated as a RIC under the Code for U.S. federal income tax purposes, beginning with our 2015 tax year. Our investment activities are managed by our executive officers and supervised by our Board. As a BDC, our investment objective is to generate both current income and capital appreciation primarily through loans originated by our business finance ecosystem and our equity investments in certain portfolio companies that we control. Our Business We are an internally managed BDC that is a leading national non-bank lender that provides, together with our controlled portfolio companies, a wide range of business and financial solutions under the Newtek® brand to the SMB market.
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  FORM 497