Company:  NEWTEK BUSINESS SERVICES ... (NEWT)
Form Type:  497
Filing Date:  4/5/2019 
CIK:  0001587987 
Address:  1981 MARCUS AVENUE
SUITE 130
 
City, State, Zip:  LAKE SUCCESS, New York 11042 
Telephone:  212-356-9500 
Fiscal Year:  12/31 
Last Trade
Last Trade: 
$23.81  
Change: 
0.36 (1.54%)  
Trade Time: 
04:00 PM EST  
Market Cap: 
$456.25M
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© 2019  
Description of Business
We are an internally managed non-diversified closed-end management investment company that has elected to be regulated as a BDC under the 1940 Act. Additionally, we have elected to be treated as a RIC under the Code for U.S. federal income tax purposes, beginning with our 2015 tax year. Our investment activities are managed by our executive officers and supervised by our Board. -------------------------------------------------------------------------------- As a BDC, our investment objective is to generate both current income and capital appreciation primarily through loans originated by our business finance platform and our equity investments in certain portfolio companies that we control. Our Business We are an internally managed BDC that is a leading national non-bank lender that provides, together with our controlled portfolio companies, a wide range of business and financial solutions under the Newtek® brand to the SMB market.
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  FORM 497
    Investment Objectives
    Issuance of Shares Below Current Net Asset Value
      PORTFOLIO OF INVESTMENTS
    ITEM 1A. RISK FACTORS
    RISKS RELATED TO OUR INVESTMENTS GENERALLY
    Stock Performance Graph
      STATEMENT OF OPERATIONS
    Expenses
    ITEM 15. EXHIBITS AND FINANCIAL STATEMENT SCHEDULES.
    SIGNATURES
      Report of Independent Registered Public Accounting Firm
      Report of Independent Registered Public Accounting Firm
      ASSETS AND LIABILITIES
      STATEMENT OF OPERATIONS
      STATEMENT OF OPERATIONS
      STATEMENT OF CHANGES IN NET ASSETS
      STATEMENT OF CHANGES IN NET ASSETS
      CASH FLOW
      CASH FLOW
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      NOTES TO CONSOLIDATED FINANCIAL STATEMENTS
      Expenses Incurred from Controlled Portfolio Companies
      NOTE 12-DIVIDENDS AND DISTRIBUTIONS:
      NOTE 15-FINANCIAL HIGHLIGHTS:
        FINANCIAL HIGHLIGHTS TABLE
        BALANCE SHEET
        INCOME STATEMENT
        STATEMENT OF OPERATIONS
        PORTFOLIO OF INVESTMENTS
        Financial Report and Independent Auditor's Report Year Ended ...